8 Articles
8 Articles
ASIC Bans Financial Adviser Glenda Rogan for 10 Years Over Misconduct – Digital News & Investigative Reports
Regulator cites breach of client trust and failure to meet compliance standards Regulatory Crackdown Results in Industry Ban SYDNEY, Australia – June 13, 2025 — The Australian Securities and Investments Commission (ASIC) has imposed a 10-year ban on former financial adviser Glenda Rogan, barring her from providing or promoting financial services. The decision follows a thorough investigation into her conduct, which revealed multiple breaches of …
ASIC Issues 10-Year Ban on Australian Financial Advisor - Blockchain & Cryptocurrencies Tabloid
ASIC bans advisor Glenda Maree Rogan for crypto scam, impacting $14.8M AUD. Regulatory action enacted in Australia. The post ASIC Issues 10-Year Ban on Australian Financial Advisor appeared first on Blockchain & Cryptocurrencies Tabloid.
Wollongong-based accountant banned over alleged crypto scam
A financial advisor transferred millions of dollars from clients into a crypto scam, ASIC alleges. Photo: alicat. An accountant based in Wollongong allegedly poured millions of dollars from clients into a cryptocurrency scam. ASIC has slapped Wollongong and Sutherland Shire-based Glenda Maree Rogan with a decade-long ban from providing financial services. Ms Rogan was an accountant and director at a group of companies called Fincare. READ ALSO: …
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