US EditionOhio part of multistate, multimillion-dollar settlement impacting thousands of Ohio investors | The Highland County Press
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Ohio part of multistate, multimillion-dollar settlement impacting thousands of Ohio investors | The Highland County Press
The Ohio Department of Commerce Division of Securities announces that Ohio has joined a multimillion-dollar settlement with dozens of other state securities regulators following an investigation into five investment firms. The $9.345 million settlement follows investigators’ allegations that Edward Jones, LPL Financial, RBC, Stifel and TD Ameritrade charged unreasonable commissions to retail customers on small-dollar transactions.
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