Majority of Advisers Not Prepared for FMA Visit – Poll Result

Majority of Advisers Not Prepared for FMA Visit – Poll Result

Note: There is a poll embedded within this post, please visit the site to participate in this post's poll. The results of our latest poll indicate that a majority of the adviser community does not believe their advice practice is well prepared for a monitoring visit by the Financial Markets Authority. As we go to press 37% of advisers agree they are prepared, implying that their documentation, file reviews and data could stand up to the regulato…