ASIC Flags Inaccuracies in Financial Advisers Register
Summary by riskinfo.com.au
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ASIC Flags Inaccuracies in Financial Advisers Register
ASIC is asking financial advisers to check and correct information on the Financial Advisers Register, stating inaccuracies could impact compliance in the lead-up to regulatory changes taking effect from 1 January 2026. A spot check has uncovered several categories of incorrect data. These included advisers marked as relying on the experienced provider pathway despite ineligibility, […]
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