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ASIC Flags Inaccuracies in Financial Advisers Register

Summary by riskinfo.com.au
ASIC is asking financial advisers to check and correct information on the Financial Advisers Register, stating inaccuracies could impact compliance in the lead-up to regulatory changes taking effect from 1 January 2026. A spot check has uncovered several categories of incorrect data. These included advisers marked as relying on the experienced provider pathway despite ineligibility, […]
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riskinfo.com.au broke the news in on Tuesday, June 3, 2025.
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