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The Financial Supervisory Service (Fss) Has Imposed a Fine of 3 Billion Won on Five Companies, Including Kb Securities and Nh Securities, for Selling Els Products in Hong Kong.
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1 Articles
1 Articles
The Financial Supervisory Service (FSS) has imposed a fine of 3 billion won on five securities firms for incomplete sales of Hong Kong H-index equity-linked securities (ELS). According to a FSS announcement on the 1st, the FSS found that KB Securities violated its obligation to record the sale of H-index ELS.
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