US EditionAustralian regulator charges director of wealth management firm with dishonest conduct
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Australian regulator charges director of wealth management firm with dishonest conduct
The Australian Securities and Investments Commission (ASIC) has charged the former director of Professional Wealth Management after he misrepresented his company to potential investors. The actions of Donald James Cuthbertson – who was also a financial adviser – resulted in losses of at least AU$850,0000 to at least six investors. Cuthbertson was the sole director of Professional Wealth Management, Sydney-based Professional Wealth Management Ser…
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