US EditionSEBI Allows Investment Advisers, Research Analysts To Charge Advance Fees For Up To A Year; Details Here
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SEBI Allows Investment Advisers, Research Analysts To Charge Advance Fees For Up To A Year; Details Here
The Securities and Exchange Board of India (SEBI) has confirmed that Research Analysts (RAs) and Investment Advisers (IAs) will now be able to charge advance fees for up to one year. The decision is aimed at protecting investor interests and ensuring better regulation of the securities market, the market regulator noted.“If agreed by the client, IAs and RAs may charge fees in advance, however, such advance shall not exceed fees for a period of o…
SEBI Update - Relaxation of provision of advance fee restrictions in case of Investment Advisers and Research Analysts - Mehta & Mehta
SEBI issued Relaxation of provision of advance fee restrictions in case of Investment Advisers and Research Analysts. It has now been decided to relax this particular provision. IAs and RAs shall now ensure compliance with the following fee related provisions i. If agreed by the client, IAs and RAs may charge fees in advance, however, such advance shall not exceed fees for a period of one year. ii. The fee related provisions such as fee limit, …
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