Department of Commerce has amended rules for local investment advisers - UCBJ - Upper Cumberland Business Journal
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Department of Commerce has amended rules for local investment advisers - UCBJ - Upper Cumberland Business Journal
TDCI is providing greater clarification and encouraging advisers to contact the Division According to Kevin Walters of the Tennessee Dept. of Commerce & Insurance, the TDCI’s Securities Division has made immediate changes that “investment attorneys/advisers might care a great deal about.” According to Walters, “TDCI’s Securities Division recently amended its current rules to allow certain […] The post Department of Commerce has amended rules for…
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