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Chris Comment On Regulatory Notice 25-04

Summary by finra.org
Chris Comment On Regulatory Notice 25-04 fnrw-backend Fri, 03/28/2025 - 18:00 Chris CA US cthornhill@gmail.com 1. What specific FINRA rules should be a focus for modernization based on their economic costs and benefits; changes in markets, products, services, or technology; or otherwise? What groups of FINRA requirements should be a focus? Please include FINRA rules that may be mandated or derived from a statutory or other non-FINRA regulatory r…
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finra.org broke the news in on Friday, March 28, 2025.
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