US EditionTwo Investment Banks Want Out of 20-year-old Settlement
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Two Investment Banks Want Out of 20-year-old Settlement
Piper Sandler and Stifel Financial on Wednesday asked a judge to free them from “onerous” restrictions from the U.S. Securities and Exchange Commission’s global settlement more than two decades ago with 12 investment banks over analyst conflicts. The $1.5 billion settlement in 2003 and 2004 addressed a scandal over analysts issuing positive research to help Citigroup, Goldman Sachs, JPMorgan Chase, Morgan Stanley, the defunct Bear Stearns and Le…
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