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SEC Heightens Focus on Digital Assets, SEC 2020 Exam Priorities

Summary by Silver Regulatory Associates
Electronic and Remote Examinations Continue Amid Coronavirus Containment Efforts. Crowell & Moring and Silver Regulatory Associates recently gathered counsel and compliance professionals from the private fund industry for a lively roundtable discussion on the hot button issues outlined in the SEC’s 2020 Exam Priorities. The discussion and key insights on the topic are summarized below. While the SEC may be limiting onsite exams for the time be…
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Silver Regulatory Associates broke the news in on Sunday, December 1, 2024.
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