Published 2 days ago • loading... • Updated 1 day ago

Regulators flag serious compliance issues at CHESS

Summary by The West Australian

Australia’s markets regulator and the Reserve Bank have identified serious issues at exchange operator ASX Ltd related to trade settlement that they say needs immediate action to resolve.

6 Articles

All

Left

Center

Right

The West Australian

Lean Right

Regulators flag serious compliance issues at CHESS

Australia’s markets regulator and the Reserve Bank have identified serious issues at exchange operator ASX Ltd related to trade settlement that they say needs immediate action to resolve.

2 days ago·Australia

Read Full Article

iTnews

ASX faces fresh technical review of core system

Following glitch late last year.

1 day ago

Read Full Article

Regulation Asia

RBA, ASIC Take “Unprecedented” Action over ASX CHESS Outage

ASX is ordered to engage an independent expert to undertake a technical review of its core technology infrastructure. To continue reading... Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information below to view our s…

2 days ago

Read Full Article

Business Times

Regulators flag serious compliance issues at Australian Exchange

Australia’s markets regulator and the central bank identified serious issues at exchange operator ASX related to trade settlement that they said need immediate action to resolve.

2 days ago

Read Full Article

ARN

Regulators move to appoint tech expert amid serious ASX CHESS concerns

The Reserve Bank of Australia (RBA) and the Australian Securities and Investments Commission (ASIC) are taking further steps to address increasing concerns over the management of operational risk at ASX.

2 days ago

Read Full Article

Financial Newswire

RBA and ASIC hit ASX on operational risk - Financial Newswire

The Reserve Bank of Australia (RBA) has taken the extraordinary step of deeming the Australian Securities Exchange (ASX) to have failed in meeting its operational risk obligations. The RBA and the Australian Securities and Investments Commission (ASIC) have jointly written to the ASX expressing their deep concerns about the potential for operational incidents such as the CHESS batch settlement failure, to affect the ability of the CHESS system t…

2 days ago

Read Full Article

Think freely.Subscribe and get full access to Ground NewsSubscriptions start at $9.99/year