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Market Manipulation Governance Risk: What the SEC Patel Case Reveals
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Market Manipulation Governance Risk: What the SEC Patel Case Reveals
Market manipulation governance risk is often treated as a regulatory or trading issue. The U.S. Securities and Exchange Commission’s April 2026 action against Harsh V. Patel demonstrates that it is fundamentally a governance problem—one that raises questions about control systems, escalation, and the limits of broker-dealer oversight. Within the first instance, the core governance question is clear: how can repeated, allegedly manipulative tradi…
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