US EditionHow Broker-Dealers Can Facilitate Compliant Alternative Investment Offerings
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How Broker-Dealers Can Facilitate Compliant Alternative Investment Offerings
The private capital markets have experienced unprecedented growth, driven largely by regulatory changes introduced through the JOBS Act. Over the last five years, more than $150 billion has been raised through these exemptions, with FINRA-registered broker-dealers playing a crucial role in ensuring compliance, investor protection, and deal execution. As the alternative investment (Alts) space continues to expand, broker-dealers need to embrace t…
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