US EditionFormer financial planner’s debarment over client loans upheld – Moonstone Information Refinery
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Former financial planner’s debarment over client loans upheld – Moonstone Information Refinery
The Financial Services Tribunal (FST) has upheld the debarment of a former Standard Bank financial planner who borrowed money from his clients. The Tribunal’s decision, issued last month, addresses the debarred representative’s inappropriate financial dealings with Standard Bank’s clients and his failure to declare his outside business activities. The bank appointed Thapelo Jan Baloyi as an independent contractor for five years in October 2022. …
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