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FINRA Fines Synovus Securities $315,000
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FINRA Fines Synovus Securities $315,000
According to FINRA’s Letter of Acceptance, Waiver and Consent, the violations occurred between January 2022 and September 2025. Synovus reportedly failed to maintain a supervisory system capable of detecting electronic signature forgery, resulting in more than 100 customers’ signatures being forged across over 150 documents and over 500 forged employee signatures. The misconduct is said to have left the firm with “hundreds of inaccurate books …
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