US EditionDina L. Fliss Comment On Regulatory Notice 25-05
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Dina L. Fliss Comment On Regulatory Notice 25-05
Dina L. Fliss Comment On Regulatory Notice 25-05 fnrw-backend Mon, 05/12/2025 - 14:32 Dina L. Fliss null null dina@gvcaponline.com Monday, May 12, 2025 Ms. Jennifer Piorko Mitchell Office of the Corporate Secretary FINRA 1735 K Street Washington, DC 20006 RE: Request for Comment on Regulatory Notice 25-05 Dear Ms. Mitchell, As an owner of a Registered Investment Advisory (RIA) firm having registered representatives at a member firm that is i…
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