ASIC bans former MWL Financial Services adviser for four years

ASIC bans former MWL Financial Services adviser for four years

ASIC has banned Melbourne-based financial adviser Neil McPherson from providing financial services.

Four-Year Ban for Adviser Linked to Shield Master Fund

ASIC has banned Melbourne-based financial adviser Neil McPherson from providing financial services for four years. The ban also prohibits McPherson from controlling an entity that carries on a financial services business, or from performing any function involved in the carrying on of a financial services business. ASIC said it took the action after forming the […]