US Edition2024084510401 Kim R. Kunz CRD 718618 AWC vr.pdf
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2024084510401 Kim R. Kunz CRD 718618 AWC vr.pdf
Between September and December 2024, Kunz violated FINRA Rule 2010 by associating with WestPark while subject to a three-month, all capacities suspension from associating with any member firm pursuant to an AWC with FINRA. He also violated Article III, Section 3(b) off FINRA's By-Laws and FINRA Rule 2010 by associating with WestPark while subject to statutory disqualification, resulting from his FINRA suspension and his willful violation of Regu…
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