US Edition2023080478101 Paul X. Nannicelli CRD 1089038 AWC gg.pdf
Summary by finra.org
This story is only covered by news sources that have yet to be evaluated by the independent media monitoring agencies we use to assess the quality and reliability of news outlets on our platform. Learn more here.1 Articles
1 Articles
All
Left
Center
Right
2023080478101 Paul X. Nannicelli CRD 1089038 AWC gg.pdf
Between September 2020 and August 2023, Nannicelli circumvented his firm's procedures prohibiting registered representatives or their immediate family members from being named as a beneficiary on a customer's account without the firm's approval. Specifically, Nannicelli assisted a customer with designating Nannicelli's wife and children as beneficiaries on her accounts without approval from the finn. Nannicelli therefore violated FINRA Rule 2010…
Coverage Details
Total News Sources1
Leaning Left0Leaning Right0Center0Last UpdatedBias DistributionNo sources with tracked biases.
Bias Distribution
- There is no tracked Bias information for the sources covering this story.
Factuality
To view factuality data please Upgrade to Premium
