US Edition2020068830201 Phillip C. Anderson, CRD 814936 AWC gg.pdf
Summary by finra.org
This story is only covered by news sources that have yet to be evaluated by the independent media monitoring agencies we use to assess the quality and reliability of news outlets on our platform. Learn more here.1 Articles
1 Articles
All
Left
Center
Right
2020068830201 Phillip C. Anderson, CRD 814936 AWC gg.pdf
In March 2019, Anderson recommended that two senior retail customers invest in GWG L Bonds, which were speculative, unrated corporate bonds. Anderson's recommendations to Customers A and B resulted in at least 96% and 35% of their respective net worth, not including primary residence, being invested in GWG L Bonds. These recommendations were unsuitable based on the customers' investment profiles, and Anderson therefore violated FINRA Rules 2111 …
Coverage Details
Total News Sources1
Leaning Left0Leaning Right0Center0Last UpdatedBias DistributionNo sources with tracked biases.
Bias Distribution
- There is no tracked Bias information for the sources covering this story.
Factuality
To view factuality data please Upgrade to Premium
Ownership
To view ownership data please Upgrade to Vantage