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Top Financial Planning News
SEC · United StatesThe SEC had some classy news to share yesterday. At long last, the agency is (almost certainly) approving dual share classes, which would give asset managers the ability to add ETF share classes of existing mutual funds and vice versa. Companies began seeking exemptions from the Securities and Exchange Commission two years ago, soon after Vanguard’s exclusive patent on dual share classes expired. Unless a hearing is requested, the first exemptio…See the Story
SEC Ready to Let Fund Shops Explore Their Dual Share-Class Natures
Coverage: 2 sources
