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Compliance Roles to Be Separated From Senior Leadership, as SRA Clamps Down on Client Money Protection
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Today's Family Lawyer
Today's Family LawyerCompliance roles to be separated from senior leadership, as SRA clamps down on client money protection
The Solicitors Regulation Authority (SRA) has confirmed the first intended actions to come out of recent client money consultations. “Higher risk” firms with a turnover of more than £600,000, or holding more than £2 million of client money, must make sure no single individual can both run a firm and oversee its compliance, including with client money rules. The change will reduce the risk that conflict or weak internal challenges will allow prob…
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