Risk Commissions Under Kiwi Regulator’s Spotlight
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Risk Commissions Under Kiwi Regulator’s Spotlight
Following events in Australia over the past decade, New Zealand’s financial services regulator has placed Kiwi advisers on notice with regard to conflicts of interest when it comes to remuneration. The Government’s Financial Market Authority‘s 2026/7 Financial Conduct Report sets out its regulatory priorities for the next financial year. It identifies four themes that it states […]
Risk Commissions Under Regulator’s Spotlight
The FMA’s new Financial Conduct Report, which sets out its regulatory priorities for the 2026-27 financial year, includes a focus on managing conflicts from remuneration structures in the financial advice sector. The report says that the FMA is shifting towards a stronger sector focus and has identified four themes that “currently pose significant risks for consumer and market outcomes across the sectors we regulate.” How these themes are addres…
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