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Lenny Barenboim Named Chief Compliance Officer of Somerset Securities, Inc.
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EvertiseLenny Barenboim Named Chief Compliance Officer of Somerset Securities, Inc.
Somerset Securities, Inc., a broker-dealer and member FINRA/SIPC and SIPC member since 1963, announced today that Leonard “Lenny” Barenboim has been appointed Chief Compliance Officer (CCO). In this role, Barenboim will lead the firm’s compliance program and supervise regulatory oversight across core broker-dealer functions, including supervision, advertising and communications review, anti-money laundering (AML) program administration, risk ass…
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