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How To Register Your RIA Firm: SEC Vs State Registration

Summary by Nerd's Eye View | Kitces.com
In this post, Chris Stanley breaks down SEC and state registration rules, including who needs to register as an RIA and the registration requirements for IARs.
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Nerd's Eye View | Kitces.comNerd's Eye View | Kitces.com

How To Register Your RIA Firm: SEC Vs State Registration

In this post, Chris Stanley breaks down SEC and state registration rules, including who needs to register as an RIA and the registration requirements for IARs.

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Nerd's Eye View | Kitces.com broke the news in on Wednesday, October 19, 2022.
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