Deutsche Bank Fined $2M for Allegedly Misreporting OTC Transactions

Deutsche Bank fined $2M for allegedly misreporting OTC transactions

Save (0) Please login to bookmarkClose Username or Email Address Password Remember Me Deutsche Bank has copped a $2 million fine for misreporting more than 260,000 over-the-counter derivatives transactions over a period of more than 200 business days. Subscribe to Lawyerly to access this article.Already a subscriber? Username or Email Address Password Remember Me Lost your password? The post Deutsche Bank fi…

Deutsche Bank fined $2M by Australian regulator

It’s the second fine this year for the German bank, though it did not admit guilt or liability.

Deutsche Bank pays $1.3 million penalty for Australian trade reporting failures

Deutsche Bank has ​paid a $1.3 million ‌penalty for misreporting more than 260,000 over-the-counter derivative transactions.

Deutsche Bank Fined A$2M Over 260,000 Reporting Errors

Deutsche Bank has paid a A$2 million infringement penalty after Australia's corporate regulator alleged the bank systematically misreported more than 260,000 over-the-counter derivatives transactions, highlighting ASIC's continued focus on trade reporting quality as regulators increasingly rely on transaction data to monitor systemic risk and market abuse. The Australian Securities and Investments Commission said the reporting failures affected …

ASIC fines Deutsche Bank $2m for systemic data breaches

Deutsche Bank Aktiengesellschaft has handed over a $2m penalty after misreporting in excess of 260,000 over-the-counter (OTC) derivative trades, a failure that compromised the quality of data relied upon to supervise Australia’s financial markets. The Australian Securities and Investments Commission (ASIC) served the lender with an infringement notice after uncovering breaches of the ASIC Derivative Transaction Rules (Reporting) 2024 spanning th…

Deutsche Bank pays $2M penalty for misreporting more than 260k OTC derivative transactions

Multinational investment bank Deutsche Bank Aktiengesellschaft has paid a penalty of $2 million for misreporting more than 260,000 over-the-counter (OTC) derivative transactions. The post Deutsche Bank pays $2M penalty for misreporting more than 260k OTC derivative transactions appeared first on FX News Group.