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BaFin Market Investigation for the Distribution of Interest Rate and Express Certificates

Summary by BaFin
From May 2024 to February 2025, the BaFin Financial Supervisory Authority carried out a five-stage market investigation into interest rate and express certificates. Result: No systematic and serious deficiencies in the production and distribution of these investment certificates were detected. BaFin's market investigation showed that the regulatory requirements were largely met. However, in individual cases, BaFin also identified deficits. BaFin…
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BaFin broke the news in on Wednesday, May 21, 2025.
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