US EditionTribunal upholds FSCA’s sanctions for unauthorised advice – Moonstone Information Refinery
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Tribunal upholds FSCA’s sanctions for unauthorised advice – Moonstone Information Refinery
A decision this week by the Financial Services Tribunal (FST) highlights that financial services providers must ensure their representatives render services only in respect of the product categories for which they are authorised. The decision is the outcome of a reconsideration application brought by Wenru (Pty) Ltd, an insurance brokerage in Middelburg, Mpumalanga. In September last year, the Financial Sector Conduct Authority imposed an admini…
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