Sebi to Issue AI Usage Guidelines for Capital Markets, Focus on Investor Protection: Tuhin Kanta Pandey
The rules would require disclosures, accountability and human oversight as SEBI seeks to curb AI risks in securities markets.
- On Saturday, Securities and Exchange Board of India Chairman Tuhin Kanta Pandey announced the regulator will soon issue detailed guidelines for Artificial Intelligence use in capital markets, balancing technological innovation with investor protection.
- Pandey highlighted that SEBI is strengthening its cybersecurity framework to counter rising threats, introducing a structured incident response mechanism aligned with the Financial Stability Board's FIRE reporting template earlier this year.
- The upcoming guidelines will mandate a 'human-in-the-loop' approach for critical decisions, with SEBI having developed supervisory tools like 'Sudarshan' currently demonstrated at international regulatory forums.
- Addressing quantum computing risks, SEBI is assessing vulnerabilities by taking an inventory of cryptographic systems, with concerns expected to become more pronounced in the 2032-35 timeframe.
- Separately, the regulator formed a working group to review the Innovators Growth Platform, aiming to attract deep-tech and biotech startups and help them access public markets earlier.
11 Articles
11 Articles
Sebi to introduce AI usage guidelines, prioritising investor protection
India's markets regulator, Sebi, is set to issue comprehensive guidelines for the responsible use of Artificial Intelligence (AI) in capital markets, aiming to balance technological innovation with robust investor protection. The guidelines will focus on disclosures, accountability, and human oversight in critical AI-driven decisions.
SEBI to issue AI usage guidelines for capital markets, focus on investor protection, says Chairman Tuhin Pandey
The SEBI chief said the proposed guidelines would focus on establishing appropriate guardrails for AI use, including disclosures, accountability of regulated entities and a ‘human-in-the-loop’ approach
The Economic Times
Sebi to issue AI usage guidelines for capital markets, focus on investor protection: Tuhin Kanta Pandey
The Securities and Exchange Board of India (Sebi) is set to release new guidelines aimed at promoting the responsible use of Artificial Intelligence within capital markets. The primary objectives include ensuring investor protection and establishing accountability across regulated entities. Additionally, a working group has been initiated to bolster the Innovators Growth Platform for startups.
SEBI to Issue AI Usage Guidelines for Capital Markets, Prioritise Investor Protection and Human Oversight
New Delhi, November 15, 2026 (Yes Punjab News) The Securities and Exchange Board of India (SEBI) will soon issue detailed guidelines governing the responsible use of Artificial Intelligence (AI) in capital markets, with a focus on investor protection, accountability and human supervision, Chairman Tuhin Kanta Pandey has said. The proposed framework will prescribe safeguards for […]
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