Published 2 months ago

Oregon Joins Multi-State Settlement with Robinhood Financial

Summary by Ground News

Robinhood will pay up to $10.2 million in penalties as a result of operational and technical failures. The investigation was prompted by a series of platform outages experienced by Robinhood in March 2020. Robinhood will grant access to a Financial Industry Regulatory Authority (FINRA)-ordered compliance implementation report to the participating states.

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Oregon Joins Multi-State Settlement with Robinhood Financial

The Oregon Division of Financial Regulation (DFR) has announced its participation in a multi-state settlement with Robinhood Financial LLC, one of the nation’s largest online brokerage platforms. The settlement will see Robinhood pay up to $10.2 million in penalties as a result of operational and technical failures that had detrimental effects on investors, including some in Oregon. This collaborative effort stems from an extensive investigation…

2 months ago

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Oregon Joins Multi-State Settlement with Robinhood Financial

1 Articles

1 Articles

Oregon Joins Multi-State Settlement with Robinhood Financial

Oregon Joins Multi-State Settlement with Robinhood Financial

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