Former Sequoia Boss Banned for 10 Years over Shield, First Guardian

Former Sequoia boss banned for 10 years over Shield, First Guardian

Save (0) Please login to bookmark Close Username or Email Address Password Remember Me Former Sequoia CEO Garry Crole has been disqualified for 10 years for his oversight of subsidiary Interprac, whose representatives advised thousands of clients to invest in the failed First Guardian and Shield funds. Subscribe to Lawyerly to access this article. Already a subscriber? Username or Email Address …

Former Sequoia chief hit with decade-long ban over $1b collapse

Garry Crole was not “a fit and proper person, was not competent, and lacked the diligence and judgment”, ASIC says.

ASIC Bars Former Sequoia CEO From Financial Services Management for 10 Years

The Australian Securities and Investments Commission (ASIC) barred former Sequoia Financial Group CEO Garry Crole from financial services management roles for 10 years today (Tuesday). The order applies to director and responsible manager functions.Interprac Financial Planning representatives advised 6,843 clients to invest about A$677 million (about $488 million) of retirement savings into the First Guardian Master Fund and Shield Master Fund b…

ASIC bans former Sequoia director Garry Crole for 10 years

ASIC has banned former Sequoia Financial Group Limited managing director and chief executive officer Garry Peter Crole for 10 years.

Crole banned for 10 years after abrupt exit from Sequoia

ASIC has banned former Sequoia Financial Group managing director and chief executive Garry Crole for 10 years, following the events that unfolded under his leadership.

Former Sequoia CEO Garry Crole banned for 10 years

ASIC has banned former Sequoia Financial Group CEO, Garry Crole, for 10 years over his handling of Interprac.