Britain's Financial Regulator Consults on Changes to IPO Research

Britain's financial regulator consults on changes to IPO research

FCA rethinks failed equity research reforms

Effort to encourage independent IPO research hasn't worked, added costs The post FCA rethinks failed equity research reforms appeared first on Investment Executive.

FCA publishes consultation in relation to changes to information flows for UK equity IPOs

On 27 April, the Financial Conduct Authority (FCA) published a consultation paper (CP26/14) in relation to proposed changes to information flows for UK equity initial public offerings (IPOs).BackgroundIn 2018, the FCA introduced a package of rules designed to improve the quality and availability of information during the UK equity IPO process and address perceived risks of bias in research coverage during IPOs.Following this, in its December 202…

FCA Reconsiders 7-Day IPO Research Delay Amid Concerns Over Costs and Market Risk

The UK Financial Conduct Authority has opened a consultation on changes to its rules governing information sharing during equity initial public offerings. The review focuses on requirements introduced in 2018 and how they have operated in practice.Singapore Summit: Meet the largest APAC brokers you know (and those you still don't!).The FCA said the 2018 framework was designed to encourage the production of unconnected pre-deal investment researc…

FCA consults on changes to IPO research rules

FCA seeks public input on proposed changes to IPO research rules

The FCA is seeking views on proposals to change rules that govern the publication of research during the initial public offering (IPO) process.