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Financial Adviser 'Deliberately Misled' Clients, Has Licence Cancelled
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FAP Licence Cancelled Over Serious Conduct Breaches
The Financial Markets Authority has cancelled the licence of a Christchurch-based FAP over what the regulator describes as serious conduct breaches, false insurance applications, and client overcharging. The FMA says in a statement that HGL has held a full financial advice provider licence and provided personal risk insurance advice (life and health insurance, income protection insurance, trauma and disability insurance) to retail clients. Louis…
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