Ex-rep failed to cooperate with SRO's crypto inquiry
1 Articles
1 Articles
Ex-rep failed to cooperate with SRO's crypto inquiry
A former fund rep who failed to participate in a regulatory investigation into his crypto trading activities has been sanctioned by the Canadian Investment Regulatory Organization (CIRO). A CIRO hearing panel found that Debojyoti (Debo) Majumder, a former rep with HSBC Investments (Canada) Inc. in Richmond Hill, Ont., failed to cooperate with an investigation by the self-regulatory organization’s enforcement staff. According to CIRO’s allegation…
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