JPMorgan Chase Fined $566,082 for Allegedly Failing To Respond to Regulator During Energy Crisis

NinjaTrader Fined $250,000 by National Futures Association Over Compliance Failures

The National Futures Association (NFA) has fined NinjaTrader $250,000, alleging serious gaps in its compliance framework. According to the association, the Chicago-based futures commission merchant faced regulatory scrutiny over failures in both its anti-money laundering (AML) program and overall supervision procedures.The enforcement action follows a settlement between NinjaTrader and the NFA, reportedly finalized through a Decision issued by a…

JPMorgan Chase Fined $566,082 for Allegedly Failing To Respond to Regulator During Energy Crisis - The Daily Hodl

France’s energy regulator is penalizing the German unit of global financial services firm JPMorgan Chase for failing to provide sufficient information to a power market survey related to soaring electricity prices. In a statement, the French Energy Regulatory Commission (CRE) says it sought to question 44 market participants to understand the causes of the unprecedented increase in electricity prices, which spiked in 2022. The CRE says that 43 p…

JPMorgan Chase Fined $566,082 for Allegedly Failing To Respond to Regulator During Energy Crisis

France’s energy regulator is penalizing the German unit of global financial services firm JPMorgan Chase for failing to provide sufficient information to a power market survey related to soaring electricity prices. In a statement, the French Energy Regulatory Commission (CRE) says it sought to quest...

Half a million euros. This is the amount of the penalty imposed on J.P. Morgan SE (JPMSE) by the Energy Regulatory Commission (ERC)'s Committee for the Settlement of Differents and Sanctions (Cordis) by a decision issued on 22 April.