ASIC Bans Advisers for Directing Clients to Keystone's Shield Master Fund

ASIC bans advisers for directing clients to Keystone's Shield Master fund

Save (0) Please login to bookmarkClose Username or Email Address Password Remember Me Two financial advisers who allegedly recommended a failed fund linked to Keystone Asset Management have been disqualified by the corporate cop. Subscribe to Lawyerly to access this article.Already a subscriber? Username or Email Address Password Remember Me Lost your password? The post ASIC bans advisers for directing clien…

Advisers with Shield links banned

ASIC has banned two more practitioners who provided advice encouraging superannuants to invest in the Shield Master Trust.

Advisers banned for 4 and 8 years over Shield advice

The Australian Securities and Investments Commission (ASIC) has banned two advisers for four and eight years on matters relating to the Shield Master Fund. ASIC announced today it had banned the former Queensland adviser, Isaac Jacob McQueen from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business for four years. …