The SEC fine Santander and 11 other companies for the use of Whatsapp among bankers
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The United States Stock Exchange and Securities Commission (SEC) has imposed on Banco Santander a fine of $4 million (€3.89 million) for the use by its executives of unauthorized courier applications for their commercial communications. According to the SEC note, each of the investigations discovered the use of unapproved communication methods, known as off-channel communications, in Santander. As described in the SEC orders, the bank admitted t…
The US Stock Exchange and Securities Commission (SEC) has fined Santander US Capital Markets (SanCap) with four million dollars (3.89 million euros) for the use of unauthorized messaging systems in commercial communications, according to the note sent yesterday by the US agency. SanCap is an institutional broker based in New York and operating under the umbrella of Santander Corporate & Investment Banking (CIB) to provide fixed income, variable …
The US supervisor has announced a sanction to 12 entities for the improper use of communications between bankers. In the case of Santander, the fine is 4 million
The US market regulator (SEC) has imposed a fine of four million dollars (3.9 million euros) on Santander for the misuse of WhatsApp among its bankers. Read
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