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Published 2 years ago

Canada’s securities enforcement tails off, and the future looks no brighter

Summary by Ground News

Canada's provincial stock-market cops dropped sharply during the first two years of the pandemic. Now, as investments look sicker, will regulatory activity get more robust? There are reasons to fear it will not. In each of the past two years, seven securities-law offenders received a total of little more than 15 years of prison time.

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The Globe & Mail

Canada’s securities enforcement tails off, and the future looks no brighter

The SEC oversees about 30 times the size of the Canadian estimate, but its imposed payments and penalties are about 150 times the Canadian figures

2 years ago·Canada

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